RegActions records a disclosed FCA monetary penalty of £38,600 dated 1 Feb 2016 for Wayne Anthony Redgrave.
Case facts
| Firm or individual | Wayne Anthony Redgrave |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 1 Feb 2016 |
| Penalty | £38,600 |
| RegActions breach classification | PRINCIPLES |
| Public case ID | cf6025a2-8d0c-4668-a26a-9c28ae1470be |
Case summary
For breaching Statement of Principle 6 and certain applicable rules set out by ICOBS
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.