RegActions records a disclosed FCA monetary penalty of £86,691 dated 19 Sep 2017 for Charles Palmer.
Case facts
| Firm or individual | Charles Palmer |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 19 Sep 2017 |
| Penalty | £86,691 |
| RegActions breach classification | GOVERNANCE |
| Public case ID | 8d968091-a635-44d1-ba53-a619dce11aba |
Case summary
For breaches of APER 6 and FIT related to appointed representatives/ networks, culture/governance, lack of fitness/propriety and unfair treatment of customers in the Investment Adviser sector.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.