FCA fines / 2017 / Christopher Niehaus
Christopher Niehaus FCA fine
RegActions records a disclosed FCA monetary penalty of £37,198 dated 30 Mar 2017 for Christopher Niehaus.
Case facts
| Firm or individual | Christopher Niehaus |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 30 Mar 2017 |
| Penalty | £37,198 |
| RegActions breach classification | INVESTMENT |
| Public case ID | 08a03c8f-07d0-46c4-baf7-79827488a4ce |
Case summary
For breaches of APER 2 related to wholesale conduct in investment banking sector.
Official evidence
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.