RegActions records a disclosed FCA monetary penalty of £75,000 dated 14 Jul 2017 for David Samuel Watters.
Case facts
| Firm or individual | David Samuel Watters |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 14 Jul 2017 |
| Penalty | £75,000 |
| RegActions breach classification | PENSIONS |
| Public case ID | 7d17e2e9-3077-456e-b61c-031bee82a80d |
Case summary
For breaches of APER 6 related to a lack of fitness/propriety in the pensions sector.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.