RegActions records a disclosed FCA monetary penalty of £50,000 dated 12 Oct 2017 for Mrs Colette Chiesa.
Case facts
| Firm or individual | Mrs Colette Chiesa |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 12 Oct 2017 |
| Penalty | £50,000 |
| RegActions breach classification | INVESTMENT |
| Public case ID | 1a66d5b8-1a15-40c8-8f00-257dc002934e |
Case summary
For breaches of APER 4 and FIT related to a lack of fitness/propriety and failing to be open and co-operative in the investment adviser sector. We imposed a prohibition, withdrawal and fine.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.