RegActions records a disclosed FCA monetary penalty of £11,900 dated 7 Apr 2017 for Niall O’Kelly.
Case facts
| Firm or individual | Niall O’Kelly |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 7 Apr 2017 |
| Penalty | £11,900 |
| RegActions breach classification | CLIENT_MONEY |
| Public case ID | f92657a9-a709-4f67-b303-1e3151179263 |
Case summary
For breaches of s.118(7) Financial Services and Markets Act 2000 and FIT related to market abuse, a lack of fitness/propriety and client money/assets in the trading firm sector.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.