FCA fines / 2017 / Paul Axel Walter

Paul Axel Walter FCA fine

RegActions records a disclosed FCA monetary penalty of £60,090 dated 22 Nov 2017 for Paul Axel Walter.

Case facts

Firm or individualPaul Axel Walter
RegulatorFinancial Conduct Authority (FCA)
Date22 Nov 2017
Penalty£60,090
RegActions breach classificationMARKET_ABUSE
Public case ID4986c154-ab9f-4c95-bbc7-177f42e8c0ab

Case summary

For breaches of section 118 FSMA related to market abuse in the trading firm sector. We imposed a financial penalty.

Official evidence

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Scope

This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.