RegActions records a disclosed FCA monetary penalty of £60,000 dated 20 Sep 2018 for Alistair Rae Burns.
Case facts
| Firm or individual | Alistair Rae Burns |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 20 Sep 2018 |
| Penalty | £60,000 |
| RegActions breach classification | MIS_SELLING |
| Public case ID | f5421cba-48e0-40da-875f-85b2335f1e4b |
Case summary
This Final Notice refers to breaches of APER 7 and FIT related to conflicts of interest, a lack of fitness/propriety and mis-selling in the investment adviser and pensions sector. We imposed a fine and a prohibition.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.