RegActions records a disclosed FCA monetary penalty of £180,000 dated 5 Mar 2018 for Guillaume Adolph.
Case facts
| Firm or individual | Guillaume Adolph |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 5 Mar 2018 |
| Penalty | £180,000 |
| RegActions breach classification | MARKET_ABUSE |
| Public case ID | 8ba1f16f-7bdf-49ab-a989-2c3b56c1affa |
Case summary
For breaches of PRIN 5 and FIT related to benchmarks, lack of fitness/propriety and wholesale conduct in the investment bank sector. We imposed a fine and a prohibition.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.