FCA fines / 2018 / Interactive Brokers (UK) Limited
Interactive Brokers (UK) Limited FCA fine
RegActions records a disclosed FCA monetary penalty of £1,049,412 dated 25 Jan 2018 for Interactive Brokers (UK) Limited.
Case facts
| Firm or individual | Interactive Brokers (UK) Limited |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 25 Jan 2018 |
| Penalty | £1,049,412 |
| RegActions breach classification | MARKET_ABUSE |
| Public case ID | c665c673-4baf-4860-a7ea-bfe126925c4b |
Case summary
This final notice refers to breaches of PRIN 3 and SUP 15.10.2R relating to poor market abuse controls and failure to report suspicious client transactions. We imposed a fine.
Official evidence
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.