RegActions records a disclosed FCA monetary penalty of £321,200 dated 11 May 2018 for James Edward Staley.
Case facts
| Firm or individual | James Edward Staley |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 11 May 2018 |
| Penalty | £321,200 |
| RegActions breach classification | CONFLICTS |
| Public case ID | 4fc9e990-f000-43f9-a145-2f0555a01fe3 |
Case summary
For breaches of Individual Conduct Rule 2 (COCON 2.1.2) related to conflicts of interest (whistleblowing, CEO accountability) in the retail bank sector. We imposed a fine.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.