RegActions records a disclosed FCA monetary penalty of £468,600 dated 30 Aug 2018 for John Lawrence Radford.
Case facts
| Firm or individual | John Lawrence Radford |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 30 Aug 2018 |
| Penalty | £468,600 |
| RegActions breach classification | CLIENT_MONEY |
| Public case ID | cf7c9fad-077e-4008-92f2-04bb538c97a8 |
Case summary
The Final Notice refers to breaches of APER 6, APER 7 and CASS relating to client money/assets and lack of fitness/propriety in the general insurance and protection sector. We imposed a fine and prohibition.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.