RegActions records a disclosed FCA monetary penalty of £34,344,700 dated 28 Mar 2019 for Goldman Sachs International.
Case facts
| Firm or individual | Goldman Sachs International |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 28 Mar 2019 |
| Penalty | £34,344,700 |
| RegActions breach classification | REPORTING |
| Public case ID | 5f828d54-8ffe-42bb-85d9-0a4ed15c68e6 |
Case summary
This final notice refers to breaches of SUP 17, SUP 15 and PRIN 3 related to transaction reporting failures in the investment bank sector. We imposed a fine.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.