RegActions records a disclosed FCA monetary penalty of £306,300 dated 21 Feb 2019 for Hargreave Hale Limited.
Case facts
| Firm or individual | Hargreave Hale Limited |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 21 Feb 2019 |
| Penalty | £306,300 |
| RegActions breach classification | INVESTMENT |
| Public case ID | af41d843-f6c3-4f70-8c77-03ca7590b16b |
Case summary
The FCA has issued a decision for this asset management firm for breaches of competition law.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.