RegActions records a disclosed FCA monetary penalty of £1,867,900 dated 18 Nov 2019 for Henderson Investment Funds Limited.
Case facts
| Firm or individual | Henderson Investment Funds Limited |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 18 Nov 2019 |
| Penalty | £1,867,900 |
| RegActions breach classification | CONDUCT |
| Public case ID | 39ae71f3-ba3f-4102-885e-6f517024cd57 |
Case summary
This final notice refers to breaches of PRIN 3 and PRIN 6 related to the unfair treatment of customers in the Asset Management sector. We imposed a fine.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.