RegActions records a disclosed FCA monetary penalty of £214,300 dated 25 Jul 2019 for Jin-Yi Lee.
Case facts
| Firm or individual | Jin-Yi Lee |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 25 Jul 2019 |
| Penalty | £214,300 |
| RegActions breach classification | FINANCIAL_PROMOTIONS |
| Public case ID | d5166a34-7d7e-4d46-b190-ba6d9a21a901 |
Case summary
This final notice refers to breaches of the Listing Principles and Disclosure Rules and Transparency Rules in the issuer sector. We imposed a fine.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.