RegActions records a disclosed FCA monetary penalty of £45,000 dated 20 Dec 2019 for Kevin Gorman.
Case facts
| Firm or individual | Kevin Gorman |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 20 Dec 2019 |
| Penalty | £45,000 |
| RegActions breach classification | MARKET_ABUSE |
| Public case ID | 6dee2448-54a7-4197-b8fc-42321ef0301e |
Case summary
This Final Notice refers to breaches of Article 19(1) of MAR related to failing to notify trading in shares to their issuer and the FCA as a PDMR in the issuer sector. We imposed a fine.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.