RegActions records a disclosed FCA monetary penalty of £32,200 dated 5 Feb 2019 for Paul Stephany.
Case facts
| Firm or individual | Paul Stephany |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 5 Feb 2019 |
| Penalty | £32,200 |
| RegActions breach classification | MARKET_ABUSE |
| Public case ID | ff127d70-1042-4e83-be5f-9a2b44243da4 |
Case summary
This final notice refers to breaches by an individual of Statement of Principle 2 and 3 relating to failing to observe proper standards of market conduct and failing to act with due skill, care and diligence in the asset management sector. The FCA imposed a fine.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.