FCA fines / 2019 / R.Raphael & Sons plc
R.Raphael & Sons plc FCA fine
RegActions records a disclosed FCA monetary penalty of £775,100 dated 30 May 2019 for R.Raphael & Sons plc.
Case facts
| Firm or individual | R.Raphael & Sons plc |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 30 May 2019 |
| Penalty | £775,100 |
| RegActions breach classification | SYSTEMS_CONTROLS |
| Public case ID | 65c34565-977f-4fde-aa78-64f1baeb55d9 |
Case summary
This final notice refers to breaches of PRIN 2, PRIN 3, SYSC 8 relating to culture/governance in the retail bank sector. We imposed a fine.
Official evidence
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.