RegActions records a disclosed FCA monetary penalty of £76,000,000 dated 16 Jan 2019 for Stewart Owen Ford.
Case facts
| Firm or individual | Stewart Owen Ford |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 16 Jan 2019 |
| Penalty | £76,000,000 |
| RegActions breach classification | MIS_SELLING |
| Public case ID | 56500c61-2d5f-4d3d-af89-1ff8d7e7b11e |
Case summary
This final notice refers to breaches by an executive director of APER 1, APER 4 and FIT related to mis-selling, failing to be open and co-operative, a lack of fitness/propriety, conflicts of interest, and failing to act on information appropriately in the asset management sector. We imposed a fine and prohibition.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.