RegActions records a disclosed FCA monetary penalty of £15,400,000 dated 11 Oct 2019 for Tullet Prebon (Europe) Limited.
Case facts
| Firm or individual | Tullet Prebon (Europe) Limited |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 11 Oct 2019 |
| Penalty | £15,400,000 |
| RegActions breach classification | PRINCIPLES |
| Public case ID | a14f383b-8247-485d-b781-b27e31fe12bf |
Case summary
This final notice refers to breaches of PRIN 2, PRIN 3 and PRIN 11 related to wholesale conduct and failing to be open and co-operative in the trading firm sector. We imposed a fine.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.