FCA fines / 2020 / Goldman Sachs International

Goldman Sachs International FCA fine

RegActions records a disclosed FCA monetary penalty of £48,308,400 dated 22 Oct 2020 for Goldman Sachs International.

Case facts

Firm or individualGoldman Sachs International
RegulatorFinancial Conduct Authority (FCA)
Date22 Oct 2020
Penalty£48,308,400
RegActions breach classificationINVESTMENT
Public case IDaf6fe54a-1a00-4bea-a5ef-37c194b51acb

Case summary

This Final Notice refers to breaches of PRIN 2 and PRIN 3 related to wholesale conduct in the investment bank sector. We imposed a fine.

Official evidence

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Scope

This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.