RegActions records a disclosed FCA monetary penalty of £107,200 dated 10 Dec 2020 for LJ Financial Planning Ltd.
Case facts
| Firm or individual | LJ Financial Planning Ltd |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 10 Dec 2020 |
| Penalty | £107,200 |
| RegActions breach classification | MIS_SELLING |
| Public case ID | 1b02f61f-11c9-4475-8865-5622eefbe650 |
Case summary
This Final Notice refers to breaches of PRIN 8 and PRIN 9 related to conflicts of interest and failure to provide suitable advice in the Pensions sector. We imposed a fine.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.