FCA fines / 2021 / Adrian Horn
Adrian Horn FCA fine
RegActions records a disclosed FCA monetary penalty of £52,500 dated 4 Mar 2021 for Adrian Horn.
Case facts
| Firm or individual | Adrian Horn |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 4 Mar 2021 |
| Penalty | £52,500 |
| RegActions breach classification | MARKET_ABUSE |
| Public case ID | beb5649a-2cd1-4381-87b7-f97804a3ad5f |
Case summary
The Final Notice refers to breaches of MAR and FIT relating to Market Abuse in the Trading Firm sector. We imposed a Fine and Prohibition.
Official evidence
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.