RegActions records a disclosed FCA monetary penalty of £147,190,200 dated 19 Oct 2021 for Credit Suisse International, Credit Suisse Securities (Europe) Ltd, and Credit Suisse AG.
Case facts
| Firm or individual | Credit Suisse International, Credit Suisse Securities (Europe) Ltd, and Credit Suisse AG |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 19 Oct 2021 |
| Penalty | £147,190,200 |
| RegActions breach classification | AML |
| Public case ID | 1dfec361-8ec3-4ce2-b549-b96b59939a67 |
Case summary
This Final Notice refers to breaches of Prin 2 and Prin 3 related to financial crime and anti-bribery and corruption failings in the investment banking sector. We imposed a financial penalty.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.