RegActions records a disclosed FCA monetary penalty of £116,000 dated 11 Oct 2021 for Omar Hussein.
Case facts
| Firm or individual | Omar Hussein |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 11 Oct 2021 |
| Penalty | £116,000 |
| RegActions breach classification | GOVERNANCE |
| Public case ID | 172b5742-3361-4d45-a7bb-2bcd67512ab8 |
Case summary
The Final Notice refers to breaches of Statements of Principle for Approved Persons 1 and 7. We imposed a prohibition and fine.
Official evidence
This page meets the public case-page evidence threshold.
Continue your research
- Search the complete FCA fines database
- View FCA actions from 2021
- Compare enforcement actions in 2021
- Read the enforcement data methodology
Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.