RegActions records a disclosed FCA monetary penalty of £178,000 dated 6 May 2021 for Sapien Capital Limited.
Case facts
| Firm or individual | Sapien Capital Limited |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 6 May 2021 |
| Penalty | £178,000 |
| RegActions breach classification | AML |
| Public case ID | 146ee3b2-a49e-4913-8493-18de48ae6a80 |
Case summary
This Final Notice refers to breaches of PRIN 2 and PRIN 3 related to the risk of financial crime in the trading firms sector. We imposed a Fine.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.