RegActions records a disclosed FCA monetary penalty of £68,300 dated 15 Apr 2021 for Simon John Varley.
Case facts
| Firm or individual | Simon John Varley |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 15 Apr 2021 |
| Penalty | £68,300 |
| RegActions breach classification | INVESTMENT |
| Public case ID | c16004eb-1218-4bd6-903a-d49a83b3e48f |
Case summary
This Final Notice refers to Section 63A FSMA and breaches relating to APER 1 and FIT relating to a lack of honesty and integrity in the investment advisory sector. We imposed a fine and a prohibition.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.