RegActions records a disclosed FCA monetary penalty of £311,639 dated 16 May 2022 for Bank House Investment Management Limited (in liquidation).
Case facts
| Firm or individual | Bank House Investment Management Limited (in liquidation) |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 16 May 2022 |
| Penalty | £311,639 |
| RegActions breach classification | MIS_SELLING |
| Public case ID | 67fcb618-46f0-4619-97f6-3799bb8b723d |
Case summary
This Final Notice refers to breaches of PRIN 1 and section 20 FSMA related to mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. We imposed a financial penalty.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.