FCA fines / 2022 / Carillion

Carillion FCA fine

RegActions records a disclosed FCA monetary penalty of £37,910,000 dated 28 Jul 2022 for Carillion.

Case facts

Firm or individualCarillion
RegulatorFinancial Conduct Authority (FCA)
Date28 Jul 2022
Penalty£37,910,000
RegActions breach classificationMarket abuse
Public case ID6639c897-933d-472b-ac19-eacbc7a01ed3

Case summary

FCA publishes Decision Notices for Carillion plc (in liquidation) and three of its former executive directors Last updated: 28/07/2022 The three individuals have referred their respective Decision Notices to the Upper Tribunal where they will each present their case. Any findings in the individuals’ Decision Notices are therefore provisional and reflect the FCA’s belief as to what occurred and how it considers their behaviour should be characterised.

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Scope

This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.