RegActions records a disclosed FCA monetary penalty of £12,553,800 dated 19 Aug 2022 for Citigroup Global Markets Limited.
Case facts
| Firm or individual | Citigroup Global Markets Limited |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 19 Aug 2022 |
| Penalty | £12,553,800 |
| RegActions breach classification | MARKET_ABUSE |
| Public case ID | 445186b7-950e-4a9f-a4e9-ea053e74ad4c |
Case summary
This Final Notice refers to breaches of Principle 2 of the FCA’s Principles for Businesses and Article 16(2) of the Market Abuse Regulation related to market protection and wholesale conduct in the Investment Banking and Trading Firm sector. We imposed a financial penalty.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.