RegActions records a disclosed FCA monetary penalty of £395,000 dated 7 Dec 2022 for Diego Urra.
Case facts
| Firm or individual | Diego Urra |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 7 Dec 2022 |
| Penalty | £395,000 |
| RegActions breach classification | Market abuse |
| Public case ID | 51ad73d4-51d3-4944-b108-507c798f639c |
Case summary
FCA publishes Decision Notices against three bond traders for market manipulation Last updated: 07/12/2022 The FCA has published Decision Notices given to Diego Urra, Jorge Lopez Gonzalez and Poojan Sheth, three bond traders, for market abuse. The FCA has decided to ban Mr Urra, Mr Lopez Gonzalez and Mr Sheth from performing any functions in relation to regulated activity.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.