RegActions records a disclosed FCA monetary penalty of £9,103,523 dated 29 Mar 2022 for GAM International.
Case facts
| Firm or individual | GAM International |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 29 Mar 2022 |
| Penalty | £9,103,523 |
| RegActions breach classification | CONFLICTS |
| Public case ID | 1790b577-7f72-4d3d-9f26-5f16ffc0f837 |
Case summary
The Final Notice refers to breaches of PRIN 2 and 8 related to the management of conflicts of interest in the asset management sector. We imposed a financial penalty.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.