FCA fines / 2022 / Pembrokeshire Mortgage Centre Limited
Pembrokeshire Mortgage Centre Limited FCA fine
RegActions records a disclosed FCA monetary penalty of £2,354,331 dated 1 Dec 2022 for Pembrokeshire Mortgage Centre Limited.
Case facts
| Firm or individual | Pembrokeshire Mortgage Centre Limited |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 1 Dec 2022 |
| Penalty | £2,354,331 |
| RegActions breach classification | MIS_SELLING |
| Public case ID | afc82c1b-0d8e-4a2d-bc4c-79ae568eb094 |
Case summary
This Final Notice refers to breaches of Principles 3, 7 and 9 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a financial penalty.
Official evidence
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.