RegActions records a disclosed FCA monetary penalty of £67,900 dated 4 Oct 2022 for Simon Tyson.
Case facts
| Firm or individual | Simon Tyson |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 4 Oct 2022 |
| Penalty | £67,900 |
| RegActions breach classification | MARKET_ABUSE |
| Public case ID | b7c515c6-7492-4cc9-a753-12c4d2a93aa7 |
Case summary
This Final Notice refers to breaches of APER 7 related to the failure to ensure compliance with PRIN 3 in the trading firms sector, which led to further breaches of SUP 17, SUP 15 and Article 16 of MAR. We imposed a financial penalty and prohibition.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.