RegActions records a disclosed FCA monetary penalty of £2,038,700 dated 15 Jul 2022 for The TJM Partnership Limited (Formerly known as Neovision Global Capital Limited) (In Liquidation).
Case facts
| Firm or individual | The TJM Partnership Limited (Formerly known as Neovision Global Capital Limited) (In Liquidation) |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 15 Jul 2022 |
| Penalty | £2,038,700 |
| RegActions breach classification | AML |
| Public case ID | ab579974-8dc9-4a9f-9f24-bd2d2d3382f7 |
Case summary
This Final Notice refers to breaches of PRIN 2 and PRIN 3 related to the risk of financial crime in the trading firms sector. We imposed a financial penalty.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.