RegActions records a disclosed FCA monetary penalty of £42,898 dated 16 May 2022 for William Mark Tristan Freer (Tristan Freer).
Case facts
| Firm or individual | William Mark Tristan Freer (Tristan Freer) |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 16 May 2022 |
| Penalty | £42,898 |
| RegActions breach classification | MIS_SELLING |
| Public case ID | fe75e189-5e9b-4c4f-ab1d-647f489a00c7 |
Case summary
This Final Notice refers to breaches of APER 1 and FIT related to a lack of fitness/propriety, mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. We imposed a prohibition and financial penalty.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.