RegActions records a disclosed FCA monetary penalty of £397,400 dated 28 Sep 2023 for Andrew John Deeney.
Case facts
| Firm or individual | Andrew John Deeney |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 28 Sep 2023 |
| Penalty | £397,400 |
| RegActions breach classification | MIS_SELLING |
| Public case ID | ed5436ee-b8dd-4f5c-903e-8506be39fe79 |
Case summary
This Final Notice refers to breaches of APER 1 related to the provision of unsuitable defined benefit pension transfer advice in the pensions and investments sector. We imposed a financial penalty and prohibition.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.