RegActions records a disclosed FCA monetary penalty of £17,219,300 dated 5 Jun 2023 for ED&F Man Capital Markets Ltd.
Case facts
| Firm or individual | ED&F Man Capital Markets Ltd |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 5 Jun 2023 |
| Penalty | £17,219,300 |
| RegActions breach classification | PRINCIPLES |
| Public case ID | 1aab0857-b87f-4f68-996b-553632199bad |
Case summary
This Final Notice refers to breaches of PRIN 2 and PRIN 3 related to wholesale conduct in the trading firm sector. Our view is that a financial penalty should be imposed.
Official evidence
This page meets the public case-page evidence threshold.
Continue your research
- Search the complete FCA fines database
- View FCA actions from 2023
- Compare enforcement actions in 2023
- Read the enforcement data methodology
Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.