RegActions records a disclosed FCA monetary penalty of £1,800,000 dated 12 Oct 2023 for James Edward Staley.
Case facts
| Firm or individual | James Edward Staley |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 12 Oct 2023 |
| Penalty | £1,800,000 |
| RegActions breach classification | Individual prohibition |
| Public case ID | 16beb0e7-6417-4bcd-b5c9-a03309e21746 |
Case summary
FCA decides to fine and ban James Staley Last updated: 12/10/2023 Mr Staley has referred his Decision Notice to the Upper Tribunal where he will present his case. Any findings in the Decision Notice are therefore provisional and reflect the FCA’s belief as to what occurred and how it considers his behaviour should be characterised.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.