RegActions records a disclosed FCA monetary penalty of £106,100 dated 26 Jun 2023 for Mark Antony Abley.
Case facts
| Firm or individual | Mark Antony Abley |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 26 Jun 2023 |
| Penalty | £106,100 |
| RegActions breach classification | MIS_SELLING |
| Public case ID | 02d29a87-cc02-42dd-85a6-0abcd15bd781 |
Case summary
This Final Notice refers to breaches of APER 2 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a financial penalty and a partial prohibition.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.