FCA fines / 2024 / Anthony Dale Cuming

Anthony Dale Cuming FCA fine

RegActions records a disclosed FCA monetary penalty of £1,691,259 dated 26 Jul 2024 for Anthony Dale Cuming.

Case facts

Firm or individualAnthony Dale Cuming
RegulatorFinancial Conduct Authority (FCA)
Date26 Jul 2024
Penalty£1,691,259
RegActions breach classificationPENSIONS
Public case IDa6f3f124-5d6a-4e1c-9bbd-b1cce922bddf

Case summary

This Final Notice refers to breaches of APER 1 related to conduct in the pensions sector. We imposed a prohibition and financial penalty.

Official evidence

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Scope

This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.