RegActions records a disclosed FCA monetary penalty of £6,037 dated 14 Nov 2024 for Craig Buchan.
Case facts
| Firm or individual | Craig Buchan |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 14 Nov 2024 |
| Penalty | £6,037 |
| RegActions breach classification | INVESTMENT |
| Public case ID | f6bd9978-1b6c-46d0-8218-d6597d764633 |
Case summary
This Final Notice refers to breaches of COCON 2.2.1R related to failing to act with integrity in the Investment Adviser sector. We imposed a financial penalty and prohibition.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.