RegActions records a disclosed FCA monetary penalty of £270,646 dated 16 Dec 2024 for Heather Dunne.
Case facts
| Firm or individual | Heather Dunne |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 16 Dec 2024 |
| Penalty | £270,646 |
| RegActions breach classification | Pensions advice and transfers |
| Public case ID | fc3d8e45-db52-4b42-9612-17c313b6b8b4 |
Case summary
FCA publishes decisions against director and financial adviser for pension transfer advice failings Last updated: 17/12/2024 See all updates Mr Richard Fenech and Ms Heather Dunne have each referred their Decision Notice to the Upper Tribunal. The findings outlined in the Decision Notices given to them reflect the FCA’s belief as to what occurred and how it considers their conduct should be characterised.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.