FCA fines / 2024 / Inspirational Financial Management Ltd (in administration)

Inspirational Financial Management Ltd (in administration) FCA fine

RegActions records a disclosed FCA monetary penalty of £897,840 dated 11 Mar 2024 for Inspirational Financial Management Ltd (in administration).

Case facts

Firm or individualInspirational Financial Management Ltd (in administration)
RegulatorFinancial Conduct Authority (FCA)
Date11 Mar 2024
Penalty£897,840
RegActions breach classificationMIS_SELLING
Public case IDe7a2a4e0-a8f5-46e7-a2e9-2b4fdbca6667

Case summary

This Final Notice refers to breaches of Principles 3, 6 and 9 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a financial penalty.

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Scope

This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.