FCA fines / 2024 / James William Edward Lewis
James William Edward Lewis FCA fine
RegActions records a disclosed FCA monetary penalty of £120,300 dated 22 Apr 2024 for James William Edward Lewis.
Case facts
| Firm or individual | James William Edward Lewis |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 22 Apr 2024 |
| Penalty | £120,300 |
| RegActions breach classification | Not classified |
| Public case ID | 72e92db8-5e9f-418b-bb64-56697b79aafa |
Case summary
This Final Notice refers to a failure to act with due care, skill and integrity. We imposed a financial penalty and a prohibition order.
Official evidence
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.