RegActions records a disclosed FCA monetary penalty of £1,377,968 dated 28 Nov 2024 for Philip Pryke.
Case facts
| Firm or individual | Philip Pryke |
|---|---|
| Regulator | Financial Conduct Authority (FCA) |
| Date | 28 Nov 2024 |
| Penalty | £1,377,968 |
| RegActions breach classification | MIS_SELLING |
| Public case ID | c034f5c5-707d-4f2a-a120-fa56e8c2e1bc |
Case summary
This Final Notice refers to breaches of APER 1 and FIT related to the provision of unsuitable pension transfer advice in the pensions sector. We imposed a prohibition and a financial penalty.
Official evidence
This page meets the public case-page evidence threshold.
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Scope
This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.