FCA fines / 2026 / Richard Adam

Richard Adam FCA fine

RegActions records a disclosed FCA monetary penalty of £232,800 dated 7 Jan 2026 for Richard Adam.

Case facts

Firm or individualRichard Adam
RegulatorFinancial Conduct Authority (FCA)
Date7 Jan 2026
Penalty£232,800
RegActions breach classificationMarket abuse
Public case ID89269221-9d0d-437d-987a-7856abea831e

Case summary

FCA fines former finance directors of Carillion plc (in liquidation) Last updated: 16/02/2026 See all updates The FCA has fined 2 former finance directors for their part in misleading statements being issued by Carillion plc. Richard Adam and Zafar Khan were both aware of serious financial troubles in Carillion’s UK construction business but failed to reflect this in company announcements or alert the Board and audit committee, leading to poor oversight.Mr Adam and Mr Khan have been fined £232,800 and £138,900, respectively.

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Scope

This page describes one source-linked monetary record. RegActions excludes non-monetary outcomes and amounts awaiting review from FCA fine totals. The FCA publication remains the authoritative source.