FCA fines / Charles Schwab UK Limited
Charles Schwab UK Limited — FCA fines
The FCA has fined Charles Schwab UK Limited £8,963,200 across 1 penalty, most recently 21 Dec 2020.
Last updated 21 Dec 2020
All FCA fines for Charles Schwab UK Limited
| Date | Amount | Breach category | Source |
|---|---|---|---|
| 21 Dec 2020 | £8,963,200 | CLIENT_MONEY | Official notice |
Amounts are normalised to GBP. Penalties still awaiting RegActions' amount-review gate are listed but excluded from the totals above.
Breach breakdown
| Breach category | Penalties | Total |
|---|---|---|
| CLIENT_MONEY | 1 | £8,963,200 |
Frequently asked questions
How much has Charles Schwab UK Limited been fined by the FCA?
The FCA has fined Charles Schwab UK Limited £8,963,200 across 1 penalty recorded by RegActions, based on source-linked notices that have passed the amount-review gate.
How many times has Charles Schwab UK Limited been fined by the FCA?
RegActions has recorded 1 disclosed FCA monetary penalty for Charles Schwab UK Limited.
What was Charles Schwab UK Limited's largest FCA fine?
Charles Schwab UK Limited's largest disclosed FCA fine recorded by RegActions is £8,963,200.