FCA fines / Chase de Vere Independent Financial Adviser Limited (Formerly AWD Chase de Vere Limited)
Chase de Vere Independent Financial Adviser Limited (Formerly AWD Chase de Vere Limited) — FCA fines
The FCA has fined Chase de Vere Independent Financial Adviser Limited (Formerly AWD Chase de Vere Limited) £560,000 across 1 penalty, most recently 17 Nov 2014.
Last updated 17 Nov 2014
All FCA fines for Chase de Vere Independent Financial Adviser Limited (Formerly AWD Chase de Vere Limited)
| Date | Amount | Breach category | Source |
|---|---|---|---|
| 17 Nov 2014 | £560,000 | SYSTEMS_CONTROLS | Official notice |
Amounts are normalised to GBP. Penalties still awaiting RegActions' amount-review gate are listed but excluded from the totals above.
Breach breakdown
| Breach category | Penalties | Total |
|---|---|---|
| SYSTEMS_CONTROLS | 1 | £560,000 |
Frequently asked questions
How much has Chase de Vere Independent Financial Adviser Limited (Formerly AWD Chase de Vere Limited) been fined by the FCA?
The FCA has fined Chase de Vere Independent Financial Adviser Limited (Formerly AWD Chase de Vere Limited) £560,000 across 1 penalty recorded by RegActions, based on source-linked notices that have passed the amount-review gate.
How many times has Chase de Vere Independent Financial Adviser Limited (Formerly AWD Chase de Vere Limited) been fined by the FCA?
RegActions has recorded 1 disclosed FCA monetary penalty for Chase de Vere Independent Financial Adviser Limited (Formerly AWD Chase de Vere Limited).
What was Chase de Vere Independent Financial Adviser Limited (Formerly AWD Chase de Vere Limited)'s largest FCA fine?
Chase de Vere Independent Financial Adviser Limited (Formerly AWD Chase de Vere Limited)'s largest disclosed FCA fine recorded by RegActions is £560,000.